FACTS |
WHAT DOES DORMAN TRADING, LLC DO WITH YOUR PERSONAL INFORMATION? |
Why? |
Financial companies choose how they share your personal information.
Federal law gives consumers the right to limit some but not all sharing.
Federal law also requires us to tell you how we collect, share, and
protect your personal information. Please read this notice carefully to
understand what we do. |
What? |
The types of personal information we collect and share depend on the
product or service you have with us. This information can include:
- Social Security number and Income
- Age and Investment Experience
- Address and Assets
When you are no longer our customer, we continue to share your
information as described in this notice. |
How? |
All financial companies need to share customer’s personal
information to run their everyday business. In the section below, we
list the reasons financial companies can share their customer’s personal
information; the reasons Dorman Trading, LLC chooses to share; and
whether you can limit this sharing. |
Reasons we can share your personal information |
Does Dorman Trading, LLC share? |
Can you limit this sharing? |
For our everyday business purposes-
Such as to process your transactions, maintain your account(s), respond
to court orders and legal investigations, or report to credit bureaus |
Yes |
No |
For our marketing purposes-
to offer our products and services to you |
Yes |
No |
| For joint marketing with other
financial companies |
Yes |
No |
For our affiliates’ everyday business
purposes-
Information about your transactions and experiences |
Yes |
No |
For our affiliates’ everyday business
purposes-
Information about your creditworthiness |
No |
No |
| For nonaffiliates to market to you |
No |
No |
What We Do? |
| How does Dorman Trading, LLC protect my
personal information? |
To protect your personal information from unauthorized access and
use, we use security measures that comply with federal law. These
measures include computer safeguards and secured files and buildings. |
| How does Dorman Trading, LLC collect my personal information? |
We collect your personal information, for example, when you
- Open your account or deposit funds
- Withdraw funds or authorize a 3rd party trader
We also collect your personal information from others, such as credit
bureaus, affiliates or other companies. |
| Why can’t I limit all sharing? |
Federal law gives you the right to limit only
- Sharing for affiliates’ everyday business purposes—information about
your creditworthiness
- Affiliates from using your information to market to you
- Sharing for nonaffiliates to market to you
- State laws and individual companies may give you additional rights to
limit sharing
|